Fix Equation 5 to count lifecycle observations instead of traces

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>

src/split_miner/refined_concurrency.py

@@ -20,9 +20,12 @@
 
 Uses activity lifecycle overlap to discover true concurrency:
 two activities A and B are concurrent iff
-2·|A⊓B| / (|A|+|B|) >= epsilon, where |A⊓B| is the number
+2·|A⊓B| / (|A|+|B|) >= epsilon, where |A⊓B| is the total
-of traces where A and B have overlapping lifecycles,
+number of observations of overlapping lifecycles of A and B,
-and |A| is the number of traces containing A.
+and |A| is the total number of complete lifecycle
+observations of A, i.e. a start event matched by its end
+event.  Every execution counts, including repeated
+executions within a single trace.
 
 Reference:
     Augusto, A., Dumas, M., & La Rosa, M. (2021).
@@ -66,7 +69,8 @@ class RefinedPrunedDFG:
 
     Uses Equation 5 from the SM 2.0 paper to detect
     true concurrency via overlapping activity lifecycles,
-    then prunes edges between concurrent activities.
+    counting every complete lifecycle observation, then
+    prunes edges between concurrent activities.
 
     :param dfg: The refined DFG.
     :param traces: The lifecycle traces.
@@ -107,10 +111,12 @@ class RefinedPrunedDFG:
     ) -> None:
         """Discover concurrency via lifecycle overlap.
 
-        For each pair of activities, count the number
+        Applies Equation 5: two activities are concurrent
-        of trace instances where their lifecycles overlap
+        iff 2·|A⊓B| / (|A|+|B|) >= epsilon, where |A⊓B|
-        (one starts before the other ends).  Apply
+        is the total number of observations of overlapping
-        Equation 5: 2·|A⊓B| / (|A|+|B|) >= epsilon.
+        lifecycles of A and B, and |A| and |B| are the
+        total numbers of complete lifecycle observations
+        of A and of B.
 
         :param traces: The lifecycle traces.
         :param epsilon: The concurrency threshold.
@@ -167,9 +173,11 @@ class RefinedPrunedDFG:
     ) -> None:
         """Count lifecycle overlaps in a single trace.
 
-        An overlap between A and B occurs when one starts
+        Every complete lifecycle, i.e. a start event
-        before the other ends.  Track active activities
+        matched by its end event, counts as one activity
-        (started but not yet ended) to detect overlaps.
+        observation.  Every pair of complete lifecycles of
+        two distinct activities that overlap in time
+        counts as one overlap observation.
 
         :param trace: The lifecycle trace.
         :param count: The trace frequency.
@@ -178,42 +186,53 @@ class RefinedPrunedDFG:
         :param activity_count: Accumulated activity
             counts (mutated).
         """
-        # Track which activities are currently active
+        # Lifecycles started but not yet ended, per
-        # (started but not ended).
+        # activity, in start order.
-        active: set[Node] = set()
+        active: dict[Node, list[int]] = {}
-        # Track pairs already counted as overlapping
+        # Lifecycles matched by their end event.
-        # in this trace (canonical order to avoid
+        complete: set[int] = set()
-        # double-counting when self-loops cause
+        # Overlapping lifecycle pairs, to be counted
-        # overlap in both directions).
+        # once both lifecycles are complete.
-        overlapped: set[tuple[Node, Node]] = set()
+        overlapped: list[
-        # Track activities seen in this trace (for
+            tuple[tuple[Node, Node], int, int]
-        # per-trace counting per Equation 5).
+        ] = []
-        seen: set[Node] = set()
+        next_id: int = 0
         for node, lifecycle in trace:
             if lifecycle == "start":
-                # This activity overlaps with all
+                started: int = next_id
-                # currently active activities.
+                next_id += 1
-                for other in active:
+                # This lifecycle overlaps with all
+                # currently active lifecycles.
+                for other, ids in active.items():
+                    if other == node:
+                        continue
                     pair: tuple[Node, Node] = (
-                        _canonical_pair(
+                        _canonical_pair(other, node)
-                            other, node
                     )
+                    for other_id in ids:
+                        overlapped.append(
+                            (pair, other_id, started)
+                        )
+                active.setdefault(node, []).append(
+                    started
                 )
-                    if pair not in overlapped:
-                        overlapped.add(pair)
-                active.add(node)
             elif lifecycle == "end":
-                active.discard(node)
+                pending: list[int] = active.get(
-                seen.add(node)
+                    node, []
-        # Count each activity once per trace
-        # (Equation 5: |A| = number of traces
-        # containing A).
-        for node in seen:
-            activity_count[node] = (
-                activity_count.get(node, 0) + count
                 )
-        # Add overlap counts (canonical pairs).
+                if not pending:
-        for pair in overlapped:
+                    continue
+                complete.add(pending.pop(0))
+                activity_count[node] = (
+                    activity_count.get(node, 0)
+                    + count
+                )
+        for pair, first, second in overlapped:
+            if (
+                first not in complete
+                or second not in complete
+            ):
+                continue
             overlap_count[pair] = (
                 overlap_count.get(pair, 0) + count
             )

tests/test_refined_concurrency.py

@@ -484,13 +484,12 @@ class TestTraceFrequency(unittest.TestCase):
 
 
 class TestSelfLoopActivityCount(unittest.TestCase):
-    """Tests that |A| counts traces, not completions.
+    """Tests that |A| counts every completed lifecycle.
 
-    Per Equation 5, |A| is the number of traces
+    Per Equation 5, |A| is the total number of complete
-    containing activity A.  An activity that completes
+    lifecycle observations of activity A.  An activity
-    multiple times in a single trace (self-loop) should
+    that completes multiple times in a single trace
-    still count as 1 for that trace, not as the number
+    (self-loop) counts once per completion.
-    of completions.
     """
 
     def setUp(self) -> None:
@@ -500,13 +499,10 @@ class TestSelfLoopActivityCount(unittest.TestCase):
         with C during its first execution.
         As Ae Bs Cs Be Ce Bs Be
 
-        |B⊓C| = 1 (1 trace with overlap).
+        |B⊓C| = 1 (1 overlapping lifecycle pair).
-        |B| = 1 (1 trace containing B, NOT 2).
+        |B| = 2 (2 complete lifecycles of B).
-        |C| = 1 (1 trace containing C).
+        |C| = 1 (1 complete lifecycle of C).
-        Ratio = 2·1/(1+1) = 1.0.
+        Ratio = 2·1/(2+1) = 0.667.
-
-        With the bug (counting completions):
-        |B| = 2, ratio = 2·1/(2+1) = 0.67.
 
         :return: None.
         """
@@ -528,11 +524,7 @@ class TestSelfLoopActivityCount(unittest.TestCase):
     def test_concurrent_with_self_loop(
         self,
     ) -> None:
-        """B||C even though B has a self-loop.
+        """B||C with epsilon=0.6 (ratio=0.667 >= 0.6).
-
-        Ratio is 2·1/(1+1) = 1.0, not 2·1/(2+1)
-        = 0.67.  With per-trace counting, B||C at
-        epsilon=0.9.
 
         :return: None.
         """
@@ -543,7 +535,7 @@ class TestSelfLoopActivityCount(unittest.TestCase):
         )
         pruned: RefinedPrunedDFG = (
             RefinedPrunedDFG(
-                dfg, self.__traces, 0.9
+                dfg, self.__traces, 0.6
             )
         )
         b: Task = self.__tasks["B"]
@@ -552,15 +544,14 @@ class TestSelfLoopActivityCount(unittest.TestCase):
             pruned.is_concurrent(b, c)
         )
 
-    def test_not_concurrent_bug_threshold(
+    def test_not_concurrent_high_epsilon(
         self,
     ) -> None:
-        """Verify the ratio is 1.0, not 0.67.
+        """B not ||C with epsilon=0.7 (ratio=0.667).
 
-        If the bug existed (counting completions),
+        The second execution of B counts towards |B|,
-        epsilon=0.9 would fail since 0.67 < 0.9.
+        so the ratio is 2·1/(2+1) = 0.667, not
-        This test passes because |B|=1 (per-trace),
+        2·1/(1+1) = 1.0.
-        giving ratio=1.0 >= 0.9.
 
         :return: None.
         """
@@ -569,28 +560,25 @@ class TestSelfLoopActivityCount(unittest.TestCase):
                 self.__traces
             )
         )
-        # Even at very high epsilon, should be
-        # concurrent since ratio is 1.0.
         pruned: RefinedPrunedDFG = (
             RefinedPrunedDFG(
-                dfg, self.__traces, 1.0
+                dfg, self.__traces, 0.7
             )
         )
         b: Task = self.__tasks["B"]
         c: Task = self.__tasks["C"]
-        self.assertTrue(
+        self.assertFalse(
             pruned.is_concurrent(b, c)
         )
 
 
 class TestSelfLoopOverlapCount(unittest.TestCase):
-    """Tests that |A⊓B| counts at most once per trace.
+    """Tests that |A⊓B| counts every overlapping pair.
 
-    Per Equation 5, |A⊓B| is the number of traces
+    Per Equation 5, |A⊓B| is the total number of
-    where A and B have overlapping lifecycles.  When
+    observations of overlapping lifecycles of A and B.
-    a self-loop activity overlaps with another activity
+    When a self-loop activity overlaps another activity
-    in both "directions" within one trace, it should
+    twice within one trace, both observations count.
-    still count as 1 overlap, not 2.
     """
 
     def setUp(self) -> None:
@@ -608,17 +596,15 @@ class TestSelfLoopOverlapCount(unittest.TestCase):
         - (B,e): active={A}
         - (A,e): active={}
 
-        Correct: |A⊓B| = 1 (one trace with overlap).
+        |A⊓B| = 2 in this trace: the first lifecycle of
-        Bug: overlap counted as 2 (both directions).
+        A overlaps B, and B overlaps the second
+        lifecycle of A.
 
         Trace 2 (freq 1): A and B sequential.
         As Ae Bs Be
 
-        Correct totals: |A⊓B|=1, |A|=2, |B|=2.
+        Totals: |A⊓B|=2, |A|=3, |B|=2.
-        Ratio = 2·1/(2+2) = 0.5.
+        Ratio = 2·2/(3+2) = 0.8.
-
-        Bug totals: |A⊓B|=2 (double-counted).
-        Bug ratio = 2·2/(2+2) = 1.0.
 
         :return: None.
         """
@@ -641,11 +627,85 @@ class TestSelfLoopOverlapCount(unittest.TestCase):
     def test_not_concurrent_at_high_epsilon(
         self,
     ) -> None:
-        """A not ||B with epsilon=0.6 (ratio=0.5).
+        """A not ||B with epsilon=0.9 (ratio=0.8).
 
-        Correct ratio is 2·1/(2+2) = 0.5 < 0.6.
+        :return: None.
-        With the bug (double-counted overlap),
+        """
-        ratio would be 2·2/(2+2) = 1.0 >= 0.6.
+        dfg: RefinedDirectlyFollowsGraph = (
+            RefinedDirectlyFollowsGraph(
+                self.__traces
+            )
+        )
+        pruned: RefinedPrunedDFG = (
+            RefinedPrunedDFG(
+                dfg, self.__traces, 0.9
+            )
+        )
+        a: Task = self.__tasks["A"]
+        b: Task = self.__tasks["B"]
+        self.assertFalse(
+            pruned.is_concurrent(a, b)
+        )
+
+    def test_concurrent_at_low_epsilon(
+        self,
+    ) -> None:
+        """A||B with epsilon=0.8 (ratio=0.8 >= 0.8).
+
+        :return: None.
+        """
+        dfg: RefinedDirectlyFollowsGraph = (
+            RefinedDirectlyFollowsGraph(
+                self.__traces
+            )
+        )
+        pruned: RefinedPrunedDFG = (
+            RefinedPrunedDFG(
+                dfg, self.__traces, 0.8
+            )
+        )
+        a: Task = self.__tasks["A"]
+        b: Task = self.__tasks["B"]
+        self.assertTrue(
+            pruned.is_concurrent(a, b)
+        )
+
+
+class TestRepeatedExecutionCounting(
+    unittest.TestCase
+):
+    """Tests that every complete lifecycle is counted.
+
+    Per Equation 5 and footnote 3, |A| is the total
+    number of complete lifecycle observations of A,
+    so repeated executions of A within a single trace
+    each count towards |A|.
+    """
+
+    def setUp(self) -> None:
+        """Set up a trace where A executes twice.
+
+        Trace (freq 1): As Bs Be Ae As Ae
+
+        |A⊓B| = 1, |A| = 2, |B| = 1.
+        Ratio = 2·1/(2+1) = 0.667.
+
+        :return: None.
+        """
+        self.__tasks: dict[str, Task] = (
+            _make_tasks("A", "B")
+        )
+        a: Task = self.__tasks["A"]
+        b: Task = self.__tasks["B"]
+        self.__traces: dict[
+            tuple[tuple[Task, str], ...], int
+        ] = {
+            ((a, S), (b, S), (b, E), (a, E),
+             (a, S), (a, E)): 1,
+        }
+
+    def test_concurrent_below_ratio(self) -> None:
+        """A||B with epsilon=0.6 (ratio=0.667 >= 0.6).
 
         :return: None.
         """
@@ -661,14 +721,18 @@ class TestSelfLoopOverlapCount(unittest.TestCase):
         )
         a: Task = self.__tasks["A"]
         b: Task = self.__tasks["B"]
-        self.assertFalse(
+        self.assertTrue(
             pruned.is_concurrent(a, b)
         )
 
-    def test_concurrent_at_low_epsilon(
+    def test_not_concurrent_above_ratio(
         self,
     ) -> None:
-        """A||B with epsilon=0.5 (ratio=0.5 >= 0.5).
+        """A not ||B with epsilon=0.7 (ratio=0.667).
+
+        The second execution of A counts towards |A|,
+        so the ratio is 2·1/(2+1) = 0.667, not
+        2·1/(1+1) = 1.0.
 
         :return: None.
         """
@@ -679,7 +743,85 @@ class TestSelfLoopOverlapCount(unittest.TestCase):
         )
         pruned: RefinedPrunedDFG = (
             RefinedPrunedDFG(
-                dfg, self.__traces, 0.5
+                dfg, self.__traces, 0.7
+            )
+        )
+        a: Task = self.__tasks["A"]
+        b: Task = self.__tasks["B"]
+        self.assertFalse(
+            pruned.is_concurrent(a, b)
+        )
+
+
+class TestIncompleteLifecycle(unittest.TestCase):
+    """Tests that incomplete lifecycles are not counted.
+
+    Per footnote 3, only complete lifecycle
+    observations, i.e. a start event matched by its end
+    event, count towards |A| and |B|.
+    """
+
+    def setUp(self) -> None:
+        """Set up a trace where A never ends.
+
+        Trace 1 (freq 1): As Bs Be
+        Trace 2 (freq 1): As Bs Be Ae
+
+        A has no matching end in trace 1, so that
+        lifecycle and its overlap with B are not
+        observed: |A| = 1, |B| = 2, |A⊓B| = 1.
+        Ratio = 2·1/(1+2) = 0.667.
+
+        :return: None.
+        """
+        self.__tasks: dict[str, Task] = (
+            _make_tasks("A", "B")
+        )
+        a: Task = self.__tasks["A"]
+        b: Task = self.__tasks["B"]
+        self.__traces: dict[
+            tuple[tuple[Task, str], ...], int
+        ] = {
+            ((a, S), (b, S), (b, E)): 1,
+            ((a, S), (b, S), (b, E), (a, E)): 1,
+        }
+
+    def test_not_concurrent_above_ratio(
+        self,
+    ) -> None:
+        """A not ||B with epsilon=0.7 (ratio=0.667).
+
+        :return: None.
+        """
+        dfg: RefinedDirectlyFollowsGraph = (
+            RefinedDirectlyFollowsGraph(
+                self.__traces
+            )
+        )
+        pruned: RefinedPrunedDFG = (
+            RefinedPrunedDFG(
+                dfg, self.__traces, 0.7
+            )
+        )
+        a: Task = self.__tasks["A"]
+        b: Task = self.__tasks["B"]
+        self.assertFalse(
+            pruned.is_concurrent(a, b)
+        )
+
+    def test_concurrent_below_ratio(self) -> None:
+        """A||B with epsilon=0.6 (ratio=0.667 >= 0.6).
+
+        :return: None.
+        """
+        dfg: RefinedDirectlyFollowsGraph = (
+            RefinedDirectlyFollowsGraph(
+                self.__traces
+            )
+        )
+        pruned: RefinedPrunedDFG = (
+            RefinedPrunedDFG(
+                dfg, self.__traces, 0.6
             )
         )
         a: Task = self.__tasks["A"]